Global Compliance, Regulatory Transformation and Risk Review (AML, KYC, CTF, Risk Review and Risk Classification)

1. Basics of Banking.

2. Global scenario money laundering and financial crime.

3. Concepts of Anti Money Laundering and Counter – Terrorist Financing.

4. Global Regulation (Bank Secrecy Act, EGMONT Group, FINCEN, FATCA-CRS, Anti

   bribery and corruption) and its frame work.

5. Concept of Due Diligence and KYC.

6. Client behaviour and red flags.

7. Sanctions: Countries, Targets, Entities/Individuals and Sanctions screening.

8. Politically Exposed persons (PEPs) and Screening.

9. Adverse media Hits and discounting – Financial Crime, Bribery, Corruption, Money

   Laundering, Terrorism, etc.

10. Concept of Beneficial ownership (UBOs/IBOs) and different ownership structure.

11. Understanding of customer risk and review methodology.

12. Customer Risk classification (High Risk, Medium Risk and Low Risk)

13. Global Minimum Standards and Country Specific Standards (EMEA, APAC, MENA

    and AMER)

14. Review types – Client Onboarding, Regular Review, Remediation, Event Driven

    Review etc

All Entity types such as Private entities, stock market listed entities, Regulated

entities/Banks, Government entities, Trust, Foundations, Charities, Collective

investment schemes/Funds, SPVs, Correspondent Banking and Trade Finance,

Fintech, Money Service business, Gambling, Crypto etc